Compliance Lead

About the job

JOB OVERVIEW: Regulatory Advisory: The incumbent will be responsible for providing regulatory guidance and clarifications to internal stakeholders, while ensuring compliance with applicable RBI regulations and internal policies. QUALIFICATION: CA/CS/ LLB/MBA Finance EXPERIENCE: • Proven and rich experience of 12+ years in compliance with Banks / NBFCs. • Practical knowledge of relevant regulatory requirements and guidelines related to retail lending. • Strong analytical skills with the ability to interpret regulations. • Team Leader. Excellent communication and interpersonal skills. KEY RESPONSIBILITIES: • Serve as the primary point of contact for retail business compliance, including housing loans, personal loans, digital lending and LAP. • Review retail products, new initiatives, or processes and lead compliance advisory, queries, and clarifications for the retail business. • To review and update policies & procedures for retail business. • Monitor regulatory developments and assess their impact on our operations. • Support Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines. • Play a key role in driving assignments and projects, including compliance-related automation, across businesses and other functions, and supervise end-to-end completion and implementation. • Identify potential areas of compliance vulnerability and risk, and develop and implement a corrective action plan for resolution. • Responsible for managing regulatory inspections, including managing pre & post-inspection activities. • Monitor and enforce compliance with internal policies and procedures across retail operations. • Foster effective relationships with internal & external stakeholders.

Requirements

• Regulatory Compliance
• Risk Management
• Team Leadership
• Analytical Skills

Qualifications

• CA
• CS
• LLB
• MBA in Finance

Preferred Technologies

• Regulatory Compliance
• Risk Management
• Team Leadership
• Analytical Skills

About the company

Piramal Finance is a prominent player in the financial services sector, providing a wide array of services including retail lending, commercial lending, and corporate finance. It is known for its commitment to regulatory compliance and customer service.