Financial Compliance Research Analyst
About the job
Financial Services Compliance & Controls • 2 to 5 years of experience in financial services compliance processes, including KYC and regulatory certificate handling under FINRA, SEC, MSRB, and regulations. • Hands-on experience with CRM / compliance systems, internal controls, financial policies, regulatory standards, and strong data accuracy and validation skills. • Ability to review financial documentation and datasets, identify data inconsistencies, and recommend process improvements. Broker Research Analysis • Ability to research, source equity research reports from multiple broker houses, extract future financial projections, and generate consensus across key financial metrics. • Experience in validating equity price revisions and assessing suitability and relevance of equity research. Financial Statement Interpretation & Analysis • Interpret, analyze, and validate financial data, reports, and statements, with the ability to read and interpret income statements, balance sheets, and cash flow statements. • Apply financial terminology and concepts such as P&L, balance sheet, cash flow, financial ratios, and variance analysis in daily operations. • Interpret and apply financial terminology related to equities. • Ensure compliance with internal controls, financial policies, and regulatory standards. • Identify data inconsistencies and recommend process improvements.
About the company
Cyient is a leading global engineering and technology solutions company that connects the dots for its clients, delivering innovative solutions with an emphasis on compliance in the financial services sector.
Similar Jobs
Financial Compliance Research Analyst
Cyient
Financial Research Analyst
D. E. Shaw India
Financial Research Analyst
D. E. Shaw India