PMS Dealer

About the job

Key Responsibilities 1. Trade Execution & Order Management • Execute buy/sell orders for PMS portfolios across equity, derivatives, and debt instruments. • Manage block deals and bulk orders. • Monitor market liquidity, impact cost, and best execution practices. • Coordinate with fund managers for the timely implementation of investment decisions. 2. PMS Compliance & Regulatory Adherence • Ensure 100% compliance with SEBI (PMS) Regulations, 2020 • Monitor client-wise position limits, exposure norms, and risk thresholds. • Maintain trade logs, audit trails, and timestamp records as per SEBI requirements. • File monthly/quarterly reports with SEBI and internal compliance teams. 3. Portfolio Operations & Settlement • Handle corporate actions (dividends, splits, mergers) for PMS holdings. • Reconcile daily trades with custodians and brokers. • Manage margin requirements for derivative positions. • Oversee SIP/STP/SWP executions in PMS portfolios. 4. Client Reporting & Communication • Generate daily trade confirmations for clients. • Prepare monthly portfolio statements with performance attribution. • Address client queries on executions, settlements, and corporate actions. 5. Risk Management • Monitor counterparty risk with brokers. • Flag unusual trading patterns to the compliance team.

Requirements

• Trade Execution
• Compliance
• Portfolio Operations
• Risk Management

Qualifications

• Graduate
• Postgraduate in Finance

Preferred Technologies

• Trade Execution
• Compliance
• Portfolio Operations
• Risk Management