Trade Compliance Analyst

About the job

Job Description: The Trade and Communication Surveillance Risk Analyst is responsible for conducting comprehensive trade and communication surveillance across listed and OTC markets, ensuring the organization meets regulatory expectations across multiple jurisdictions. This role plays a key part in identifying regulatory risks, enhancing control frameworks, conducting investigations, supporting governance processes, and advising the business on compliance matters related to trading activities, new products, and conduct requirements. Key Responsibilities • Lead advanced trade & communication surveillance across multiple jurisdictions. • Manage complex alerts, escalations, and market abuse investigations. • Identify regulatory risks and recommend enhancements to surveillance models and controls. • Partner with trading, compliance, legal, technology, and risk teams. • Support regulatory enquiries, audits, and governance reports. • Produce high‑quality monthly/quarterly surveillance dashboards and insights. • Provide conduct and regulatory advice to business units. • Review new products/activities for regulatory compliance. • Mentor junior analysts through knowledge sharing (no direct management). Requirements • 5–10+ years’ experience in trade surveillance, market conduct, or regulatory risk. • Strong knowledge of global market abuse and trading regulations (MiFID II, MAR, etc.). • Hands‑on experience with surveillance systems (SMARTS, NICE Actimize, Behavox, etc.). • Exceptional analytical, investigative, and communication skills. • Looking for immediate joiner.

Requirements

• trade surveillance
• regulatory compliance
• analytical skills

Preferred Technologies

• trade surveillance
• regulatory compliance
• analytical skills

About the company

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